NCA Investment Committee

The Investment Research Committee at NCA Financial Planners is an investment advisor research group comprised of 13 members. It is organizationally divided into four teams charged with researching economic and market trends within their designated focus. These concentrations include domestic equity, taxable bonds, international equity, tax-free bonds, alternative investments and opportunistic thinking.
Each sub-committee then utilizes the resulting macro data to guide their search for specific investment recommendations to be included in client portfolios. The starting point for investment selection is a diversified investment universe which is then filtered to uncover those investments which provide the best risk-adjusted performance as measured by a number of important factors. Final selections are influenced by clients’ goals and our belief that consistency of return is as important as rate of return. Recommendations are then continually monitored against a set of defined criteria.
In addition to providing investment recommendations for inclusion in clients’ portfolios, the Investment Research Committee supplies research and data points to support our quarterly conference call updates for clients and friends of the firm.
At NCA Financial Planners, our goal is to be the trusted investment advisors for our clients. If you have any questions regarding the Investment Research Committee, please contact your advisor.

Investing involves risk including the potential loss of principal. No investment strategy or diversification can guarantee a profit or protect against loss in periods of declining values. Past performance is no guarantee of future results.

The advisors of NCA Financial Planners are Registered Representatives of and offers securities products & services through Royal Alliance Associates, Inc. Member FINRA/SIPC, a registered broker-dealer. In this regard, this communication is strictly intended for individuals residing in the states of AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IL, IN, KS, KY, LA, MA, ME, MD, MI, MO, MS, NC, NE, NH, NJ, NM, NY, OH, OK, OR, PA, RI, SC, TX, UT, VA, VT, WA, WI and WVA. No offers may be made or accepted from any resident outside the specific state(s) referenced.

Financial Planners of Cleveland, Inc., conducting Investment Advisory and Fixed and Traditional Insurance business as NCA Financial Planners, is a registered investment advisor. Financial Planner of Cleveland Inc. and NCA Financial Planners are not affiliated with Royal Alliance Associates Inc.

IMPORTANT CONSUMER INFORMATION: A broker-dealer, investment adviser, BD agent, or IA rep may only transact business in a state if first registered, or is excluded or exempt from state broker-dealer, investment adviser, BD agent or IA rep registration requirements, as appropriate. Follow-up, individualized responses to persons in a state by such a firm or individual that involve either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirement, or an applicable exemption or exclusion.

For information concerning the licensing status or disciplinary history of broker-dealer, investment adviser, BD agent, or IA rep, a consumer should contact his or her state securities law administrator.